Best Investors Account Sign in
Inactive

Alec Cole Spring

Oath Planning, LLC

Tulsa, OK

Claim This Profile
Current Employers
Oath Planning, Llc

1214 East 33Rd Street, Tulsa, OK 74105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-11-19
AR RA APPROVED 2021-11-16
CO RA APPROVED 2021-11-16
OK RA APPROVED 2021-11-16
TX RA APPROVED 2021-11-16
  • TN RA
    APPROVED
    Since 2021-11-19
  • AR RA
    APPROVED
    Since 2021-11-16
  • CO RA
    APPROVED
    Since 2021-11-16
  • OK RA
    APPROVED
    Since 2021-11-16
  • TX RA
    APPROVED
    Since 2021-11-16

Branch Locations

1214 East 33Rd Street, Tulsa, OK 74105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Oklahoma Norman OK 07/2013 06/2017
Tag The Alarm Group Oklahoma City OK 06/2016 06/2017
Acg Materials Norman OK 08/2017 12/2019
Unemployed Edmond OK 01/2020 02/2020
Axa Advisors, Llc New York NY 03/2020 06/2020
Equitable Advisors, Llc New York NY 03/2020 10/2021
Oath Planning, Llc Tulsa OK 11/2021 Present
  • 07/2013 → 06/2017
    University Of Oklahoma
    Norman, OK
  • 06/2016 → 06/2017
    Tag The Alarm Group
    Oklahoma City, OK
  • 08/2017 → 12/2019
    Acg Materials
    Norman, OK
  • 01/2020 → 02/2020
    Unemployed
    Edmond, OK
  • 03/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2020 → 10/2021
    Equitable Advisors, Llc
    New York, NY
  • 11/2021 → Present
    Oath Planning, Llc
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-30
S63 Uniform Securities Agent State Law Examination 2020-07-28
  • S65 Uniform Investment Adviser Law Examination
    2021-07-30
  • S63 Uniform Securities Agent State Law Examination
    2020-07-28
Other Names
  • Alec Spring

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC
PINNACLE INVESTMENT ADVISORS
NATIVE AMERICAN FUND ADVISORS LLC
AMERITAS ADVISORY SERVICES, LLC
ARVEST WEALTH MANAGEMENT
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
KQ WEALTH MANAGEMENT LLC

Other Investors

OANH STANGER
DAVID MONROE POARCH
ROBERT BRETT KRAMER
AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
Jayme Don Fowler
Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

More in Tulsa, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor