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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-10-03
  • MI RA
    APPROVED
    Since 2024-10-03

Branch Locations

501 Gratiot Boulevard Suite 2, Marysville, MI 48040 • United States

167 S. Main Street Suite 1, Romeo, MI 48065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brian Carten State Farm Agency Port Huron MI 10/2014 09/2017
Michelle Belesky State Farm Agency Almont MI 09/2017 02/2020
Lpl Financial Llc Romeo MI 02/2020 Present
  • 10/2014 → 09/2017
    Brian Carten State Farm Agency
    Port Huron, MI
  • 09/2017 → 02/2020
    Michelle Belesky State Farm Agency
    Almont, MI
  • 02/2020 → Present
    Romeo, MI
Other Businesses

1)04/22/2024 - Tarr Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-27
  • S66 Uniform Combined State Law Examination
    2024-09-27

View on SEC IAPD

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