Michael Scott Wollenberg

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Red Lobster
  Crestwood, MO
• 08/2014 → 12/2019
  Missouri State University
  Springfield, MO
• 01/2019 → Present
  Univserity Missouri Saint Louis
  Saint Louis, MO
• 03/2020 → 08/2024
  The On Equity Sales Company
  Cincinnati, OH
• 06/2019 → 08/2024
  Ohio National Insurance Agency
  Cincinnati, OH
• 08/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2020-06-29 → 2024-08-01
  On Investment Management Co
  Chesterfield, MO

Other Businesses

1) SAINT LOUIS DISTILLERY, 825 SOUTH MAIN STREET SAINT CHARLES MO, 08/2020, DISTILLER/TOUR GUIDE, WHISKEY DISTILLERY, NIR, 15 HR/MO 0 HR/MO TRADING 2) A PLUS COLLEGE SOLUTIONS, 390 SOUTH WOODS MILL RD STE 100 CHESTERFIELD MO, 08/2023, OWNER, COLLEGE PLANNING, INV REL, 10 HR/MO 10 HR/MO TRADING 3) THE AMERICA GROUP, 390 SOUTH WOODS MILL RD STE 100 CHESTERFIELD MO, 08/2024, IAR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 200 HR/MO 200 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2020-05-26

Other Names

• Michael Wollenberg