Michael K Costo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-10-27
NJ	RA	APPROVED	2009-01-08
TX	RA	APPROVED_RES	2008-06-06

PA RA
APPROVED

Since 2025-10-27
NJ RA
APPROVED

Since 2009-01-08
TX RA
APPROVED_RES

Since 2008-06-06

Branch Locations

600 Hyde Park Investment Solutions Group, Doylestown, PA 18902 • United States

3455 Peachtree Rd Ne Investment Solutions Group, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Florham Park	NJ	12/1995	Present

12/1995 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Other Businesses

I*1085269 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Ocean City, New Jersey, 08226 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/17/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-13

S66 Uniform Combined State Law Examination

2005-09-13

View on SEC IAPD