Richard Daniel Cantwell

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2017
  Cenveo
  Stamford, CT
• 06/2019 → 02/2020
  Moody's Analytics
  White Plains, NY
• 10/2017 → 04/2018
  Carolina Hurricanes
  Raleigh, NC
• 05/2018 → 12/2018
  Great Generations
  Larchmont, NY
• 03/2020 → Present
  Morgan Stanley Smith Barney Llc
  Purchase, NY
• 08/2016 → 05/2017
  William Peace University
  Raleigh, NC
• 08/2017 → 05/2018
  William Peace University
  Raleigh, NC
• 08/2018 → 05/2019
  William Peace University
  Raleigh, NC

Exams

• S66 Uniform Combined State Law Examination
  2020-09-30

Other Names

• Richard Cantwell