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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-10
  • FL RA
    APPROVED
    Since 2020-06-10

Branch Locations

9155 S. Dadeland Blvd. Suite 1404, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Miami FL 03/2020 Present
Bny Mellon Miami FL 02/2000 03/2020
  • 03/2020 → Present
    Raymond James Financial Services, Inc.
    Miami, FL
  • 02/2000 → 03/2020
    Bny Mellon
    Miami, FL
Other Businesses

(1) Name of Business: DAB Capital Corp, Address:9155 S Dadeland Blvd Ste 1014,Miami, FL, 33156. Activity Type: Support Company - Owner, Position/Title: Officer - President, Other Investment Related: No Start Date: 03/09/2020, HPM: 2-10 HPM trade hours: 01, Duties: Sole owner and manager of the entity. (2)Name of Business: Total View Advisors Address: 9155 S Dadeland Blvd Ste 1404, Miami, FL, 33156, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/15/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor. Soliciting business, managing portfolios, authoring articles, hosting events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-09
  • S66 Uniform Combined State Law Examination
    2020-05-09
Other Names
  • Danny Brea
  • Dan Brea

View on SEC IAPD

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