Kaitlyn Mack Seybuck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-07-29

NC RA
APPROVED

Since 2026-07-29

Branch Locations

343 East Six Forks Rd Ste 100, Raleigh, NC 27609 • United States

343 East Six Forks Road Suite 100,, Raleigh, NC 27609 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc	Raleigh	NC	03/2020	11/2023
Reflections Dental	Raleigh	NC	08/2016	03/2020
Osaic Wealth, Inc.	Raleigh	NC	11/2023	07/2026
Lpl Financial Llc	Raleigh	NC	07/2026	Present

03/2020 → 11/2023

Fsc

Raleigh, NC
08/2016 → 03/2020

Reflections Dental

Raleigh, NC
11/2023 → 07/2026

Osaic Wealth, Inc.

Raleigh, NC
07/2026 → Present

Lpl Financial Llc

Raleigh, NC

Previous Registrations

2023-11-03 → 2026-07-31

Osaic Wealth, Inc.

Raleigh, NC
2021-07-20 → 2023-11-03

Fsc Securities Corporation

Raleigh, NC

Other Businesses

1. 07/2026 - Steward Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 7/28/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-19

S66 Uniform Combined State Law Examination

2021-07-19

Designations

Certified Financial Planner

Other Names

Kaitlyn Brooke Mack
Brooke Seybuck

View on SEC IAPD