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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-11-03 |
Branch Locations
2149 North Fairfield Road Suite# B, Beavercreek, OH 45431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities | Beavercreek | OH | 06/2021 | 11/2023 |
| Smith, Moses & Cozad, Llc | Beavercreek | OH | 02/2020 | Present |
| Wright State University | Dayton | OH | 09/2017 | 02/2020 |
| Rainbow Childcare, Too! | Hilliard | OH | 06/2018 | 12/2020 |
| Unemployed | N/A | OH | 06/2011 | 09/2017 |
| Osaic Wealth, Inc. | Beavercreek | OH | 11/2023 | Present |
SMITH, MOSES & COZAD, LLC POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 02/24/2020 ADDRESS: 2149 N Fairfield Rd Suite B, Beavercreek OH 45431, United States DESCRIPTION: Meeting preparation, research, client paperwork, account opening, trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-05 |
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