Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-05-17 |
| TX | RA | APPROVED | 2021-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 05/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2021 | Present |
| Axa Advisors, Llc | New York | NY | 02/2020 | 06/2020 |
| O2 Fitness | Carrboro | NC | 01/2020 | 03/2020 |
| 401 Main | Carrboro | NC | 09/2019 | Present |
| Tru Deli & Wine Bar | Chapel Hill | NC | 03/2019 | 10/2019 |
| Linda's Bar & Grill | Chapel Hill | NC | 08/2015 | 03/2019 |
| Equitable Advisors, Llc | New York | NY | 02/2020 | 04/2021 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2021 | Present |
NAME OF BUSINESS: 401 MAIN NON-INVESTMENT-RELATED ADDRESS: CARRBORO, NC NATURE OF BUSINESS: FOOD POSITION: BARTENDER/SERVER START DATE: 9/2019 APPROXIMATE HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 15 DUTIES: BARTENDER/SERVER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-06 |
Reach out to this advisor