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Andrew Clayton Roush

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7231993

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-05-17
TX RA APPROVED 2021-05-17
  • NC RA
    APPROVED
    Since 2021-05-17
  • TX RA
    APPROVED
    Since 2021-05-17

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 05/2021 Present
Vanguard Advisers, Inc. Charlotte NC 05/2021 Present
Axa Advisors, Llc New York NY 02/2020 06/2020
O2 Fitness Carrboro NC 01/2020 03/2020
401 Main Carrboro NC 09/2019 Present
Tru Deli & Wine Bar Chapel Hill NC 03/2019 10/2019
Linda's Bar & Grill Chapel Hill NC 08/2015 03/2019
Equitable Advisors, Llc New York NY 02/2020 04/2021
The Vanguard Group, Inc. Charlotte NC 05/2021 Present
  • 05/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2021 → Present
    Charlotte, NC
  • 02/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2020 → 03/2020
    O2 Fitness
    Carrboro, NC
  • 09/2019 → Present
    401 Main
    Carrboro, NC
  • 03/2019 → 10/2019
    Tru Deli & Wine Bar
    Chapel Hill, NC
  • 08/2015 → 03/2019
    Linda's Bar & Grill
    Chapel Hill, NC
  • 02/2020 → 04/2021
    New York, NY
  • 05/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
Previous Registrations
Other Businesses

NAME OF BUSINESS: 401 MAIN NON-INVESTMENT-RELATED ADDRESS: CARRBORO, NC NATURE OF BUSINESS: FOOD POSITION: BARTENDER/SERVER START DATE: 9/2019 APPROXIMATE HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 15 DUTIES: BARTENDER/SERVER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-06
  • S66 Uniform Combined State Law Examination
    2020-08-06
Other Names
  • Andrew Roush
  • Andrew Clayton Roush

View on SEC IAPD

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