Suraj Singh Puri

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 05/2022
  Dunham & Associates Investment Counsel, Inc.
  San Diego, CA
• 02/2020 → 06/2021
  Lpl Financial
  San Diego, CA
• 08/2019 → 02/2020
  Truist Bank
  San Diego, CA
• 05/2019 → 08/2019
  Unemployed
  San Diego, CA
• 08/2015 → 05/2019
  San Diego State University
  San Diego, CA
• 05/2022 → Present
  Charles Schwab & Co., Inc.
  Carlsbad, CA
• 05/2022 → Present
  Charles Schwab Bank, Ssb
  Carlsbad, CA

Previous Registrations

• 2021-09-15 → 2022-05-10
  Dunham
  San Diego, CA
  San Diego, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-04-16