James J Deats

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1986 → 10/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 10/2018 → 10/2023
  Bofa Securities, Inc.
  Jacksonville, FL
• 10/2023 → Present
  Tiaa
  Jacksonville, FL
• 10/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Jacksonville, FL

Previous Registrations

• 2005-06-21 → 2023-10-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  New York, NY
  Jacksonville, FL
  New York, NY
  Jacksonville, FL
  New York, NY
  New York, NY
  Jacksonville, FL

Other Businesses

(1) THE BLUFFS AT PLUMBERS COVE POSITION: Vice President NATURE: Home owners association INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 11/19/2018 ADDRESS: P.O Box 57098, Jacksonville FL 32241, United States DESCRIPTION: Represent the community's best interest for administrative functions (2) JUNIOR ACHIEVEMENT OF NORTH FLORIDA POSITION: Board Member NATURE: JANF is a nonprofit that inspires young people for success through financial literacy, work and career readiness and entrepreneurship. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/23/2023 ADDRESS: 4049 Woodcock Drive, Jacksonville FL 32207, United States DESCRIPTION: Guide organization and drive results that increase JANF impact on students in Northeast Florida

Exams

• S66 Uniform Combined State Law Examination
  2005-06-17

Other Names

• Jim Deats
• James J Deats
• James Deats