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Stephen Louis Bergonzi

LPl Enterprise, LLC

Rochester, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

95 Canal Landing Blvd Suite 7, Rochester, NY 14626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2020 07/2020
Rosamond Gifford Zoo Syracuse NY 02/2019 02/2020
Temple University School Of Science And Technology Philadelphia PA 07/2018 02/2019
Vincent Gray Academy East St. Louis IL 01/2017 07/2018
Web Innovations And Technology Services, Inc. St. Louis MO 09/2015 01/2017
Freedom Financial Group Rochester NY 07/2020 08/2021
Sagepoint Financial, Inc. Rochester NY 07/2020 08/2021
Pruco Securities, Llc. Pittsford NY 08/2021 11/2024
Prudential Insurance Company Of America Pittsford NY 09/2021 Present
Lpl Enterprise, Llc Rochester NY 11/2024 Present
  • 03/2020 → 07/2020
    Axa Advisors, Llc
    New York, NY
  • 02/2019 → 02/2020
    Rosamond Gifford Zoo
    Syracuse, NY
  • 07/2018 → 02/2019
    Temple University School Of Science And Technology
    Philadelphia, PA
  • 01/2017 → 07/2018
    Vincent Gray Academy
    East St. Louis, IL
  • 09/2015 → 01/2017
    Web Innovations And Technology Services, Inc.
    St. Louis, MO
  • 07/2020 → 08/2021
    Freedom Financial Group
    Rochester, NY
  • 07/2020 → 08/2021
    Sagepoint Financial, Inc.
    Rochester, NY
  • 08/2021 → 11/2024
    Pittsford, NY
  • 09/2021 → Present
    Prudential Insurance Company Of America
    Pittsford, NY
  • 11/2024 → Present
    Rochester, NY
Previous Registrations
  • 2021-09-01 → 2024-11-14
    Pittsford, NY
    Rochester, NY
  • 2020-09-02 → 2021-08-23
    Osaic Services, Inc.
    Rochester, NY
Other Businesses

1) 11/29/2024 - Stephen Bergonzi - Medicare Sales - Non-Variable Insurance/Insurance Agency - Offering Medicare Advantage and Supplement plans - INV Related - At Rochester, NY - Start Date 03/17/2020 - 1hrs/mth - 0hrs During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 11/11/2025-Stephen L. Bergonzi, Esq.-Attorney at Law-Attorney/ Legal Services-Not Inv Related-At Rochester, NY-Start date 11/10/2025-2hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28
Other Names
  • Stephen Bergonzi
  • Stephen Louis Bergonzi
  • Stephen Louis Bergonzi

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