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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
95 Canal Landing Blvd Suite 7, Rochester, NY 14626 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2020 | 07/2020 |
| Rosamond Gifford Zoo | Syracuse | NY | 02/2019 | 02/2020 |
| Temple University School Of Science And Technology | Philadelphia | PA | 07/2018 | 02/2019 |
| Vincent Gray Academy | East St. Louis | IL | 01/2017 | 07/2018 |
| Web Innovations And Technology Services, Inc. | St. Louis | MO | 09/2015 | 01/2017 |
| Freedom Financial Group | Rochester | NY | 07/2020 | 08/2021 |
| Sagepoint Financial, Inc. | Rochester | NY | 07/2020 | 08/2021 |
| Pruco Securities, Llc. | Pittsford | NY | 08/2021 | 11/2024 |
| Prudential Insurance Company Of America | Pittsford | NY | 09/2021 | Present |
| Lpl Enterprise, Llc | Rochester | NY | 11/2024 | Present |
1) 11/29/2024 - Stephen Bergonzi - Medicare Sales - Non-Variable Insurance/Insurance Agency - Offering Medicare Advantage and Supplement plans - INV Related - At Rochester, NY - Start Date 03/17/2020 - 1hrs/mth - 0hrs During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 11/11/2025-Stephen L. Bergonzi, Esq.-Attorney at Law-Attorney/ Legal Services-Not Inv Related-At Rochester, NY-Start date 11/10/2025-2hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
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