Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED | 2024-10-16 |
Branch Locations
1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Purchase | NY | 08/2021 | 03/2024 |
| Long Island University | Greenvale | NY | 09/2017 | 05/2021 |
| Full Time Education | Smithtown | NY | 09/2010 | 06/2017 |
| National Life Group | Hauppauge | NY | 11/2019 | 02/2020 |
| Rbc Capital Markets, Llc | Jericho | NY | 10/2024 | Present |
| Unemployed | Smithtown | NY | 03/2024 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-10 |
Reach out to this advisor