Brian William Spaeth

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-26
AL	RA	APPROVED	2020-06-19

TX RA
APPROVED

Since 2021-01-26
AL RA
APPROVED

Since 2020-06-19

Branch Locations

403 5Th St Sw, Cullman, AL 35055-4145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2020	Present
Dollar General	Goodlettsville	TN	02/2019	02/2020
General Nutrition Corp	Pittsburgh	PA	05/2007	02/2019

03/2020 → Present

Edward Jones

St Louis, MO
02/2019 → 02/2020

Dollar General

Goodlettsville, TN
05/2007 → 02/2019

General Nutrition Corp

Pittsburgh, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-18

S66 Uniform Combined State Law Examination

2020-06-18

View on SEC IAPD

Other Firms

WEALTH MANAGEMENT

LPL FINANCIAL LLC

ALLYSIAN WEALTH PLANNING

TRANSAMERICA FINANCIAL ADVISORS, LLC

UPTICK PARTNERS, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

CETERA INVESTMENT ADVISERS LLC

HORNOR, TOWNSEND & KENT, LLC

Other Investors

John Jeb Williamson

STEPHEN Cyle FREEMAN

Christopher Ronald Mann

Lindsay Metcalf Rhodes

Kimberly LASHAN Simmons

RAYMOND CECIL MITCHELL

Jerry Wayne Carden

Christopher James Mayo

Other Offices

WEALTH MANAGEMENT · Cullman, AL

LPL FINANCIAL LLC · CULLMAN, AL

EDWARD JONES · CULLMAN, AL

ALLYSIAN WEALTH PLANNING · CULLMAN, AL

TRANSAMERICA FINANCIAL ADVISORS, LLC · CULLMAN, AL

UPTICK PARTNERS, LLC · CULLMAN, AL

STATE FARM INVESTMENT MANAGEMENT CORP. · Cullman, AL

CETERA INVESTMENT ADVISERS LLC · CULLMAN, AL

More in Cullman, AL

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