Paul A Dau

CRD 7231062

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-05
WI	RA	APPROVED	2020-06-16

TX RA
APPROVED_RES

Since 2022-07-05
WI RA
APPROVED

Since 2020-06-16

Branch Locations

214 Grand Ave Wausau, Wausau, WI 54403-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2020	Present
Graphic Packaging International	Wausau	WI	09/2017	03/2020
Menards Inc	Richfield	MN	10/2016	08/2017
Sas Retail Merchandising	Orange	CA	10/2016	11/2016

03/2020 → Present

Edward Jones

St Louis, MO
09/2017 → 03/2020

Graphic Packaging International

Wausau, WI
10/2016 → 08/2017

Menards Inc

Richfield, MN
10/2016 → 11/2016

Sas Retail Merchandising

Orange, CA

Other Businesses

Faith Christian Academy Type: Date: 09/03/24 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No responsibilities City-State: Wausau WI ****

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-15

S66 Uniform Combined State Law Examination

2020-06-15

Designations

Certified Financial Planner

Other Names

Paul Dau

View on SEC IAPD

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