Daniel Mauldin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2020 → 06/2022
  Edward Jones
  St Louis, MO
• 09/2008 → 03/2020
  Msc Industrial Supply Company
  Melville, NY
• 06/2022 → Present
  Ameriprise Financial Services, Llc
  Chico, CA

Previous Registrations

• 2020-06-25 → 2022-06-07
  Edward Jones
  St Louis, MO
  Chico, CA
  Orland, CA
  Chico, CA

Other Businesses

Board of Directors; North State Composite Mountain Bike Team; Chief Executive Office; 1164 Ceres Manor Ct, , Chico, CA, 95926; Not Investment-Related; 06/03/2022; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Blue Oaks Management, LLC; advisor with Blue Oaks Management, LLC an Ameriprise Financial Franchise; Ameriprise Financial Advisory Firm; 1905 Notre Dame Blvd, Ste 210, , Chico, CA, 95928; Investment-Related; 05/09/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2020-06-24

Other Names

• Dan Mauldin
• Daniel Stephen Mauldin
• Daniel Mauldin