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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-09-29
  • NV RA
    APPROVED
    Since 2025-09-29

Branch Locations

Las Vegas, NV • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mloptic Corp Irvine CA 10/2021 12/2024
Guojin Securities Co.,Ltd Nanjing 01/2014 03/2017
Nanjing Muduo Enterprise Management Consulting Co., Ltd Nanjing 03/2017 10/2021
Osaic Wealth, Inc. Irvine CA 07/2024 09/2025
Kovack Securities, Inc. Fort Lauderdale FL 09/2025 Present
Kovack Advisors, Inc. Fort Lauderdale FL 09/2025 Present
  • 10/2021 → 12/2024
    Mloptic Corp
    Irvine, CA
  • 01/2014 → 03/2017
    Guojin Securities Co.,Ltd
    Nanjing
  • 03/2017 → 10/2021
    Nanjing Muduo Enterprise Management Consulting Co., Ltd
    Nanjing
  • 07/2024 → 09/2025
    Irvine, CA
  • 09/2025 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 09/2025 → Present
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
  • S66 Uniform Combined State Law Examination
    2024-12-17

View on SEC IAPD

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