Cesar Alonzo Romero

Current Employers

Employment History

• 05/2010 → 09/2016
  El Gato Con Botas
  Ramsey, MN
• 09/2016 → 05/2018
  Lutheran Family Services
  Denver, CO
• 05/2018 → 02/2020
  Lutheran Social Services
  Minneapolis, MN
• 02/2020 → 08/2020
  Merrill Lynch
  St. Paul, MI
• 08/2020 → 03/2021
  Raymond James Financial Services
  Minneapolis, MN
• 01/2021 → 03/2021
  Raymond James Financial Services Advisors, Inc
  Minneapolis, MN
• 08/2020 → 03/2021
  Birch Cove Group.,Ltd.
  Minneapolis, MN
• 04/2021 → 05/2021
  Unemployed
  Andover, MN
• 05/2021 → 10/2022
  Thrivent Investment Management Inc
  Andover, MN
• 06/2021 → 08/2021
  Thrivent Financial
  Appleton, WI
• 06/2021 → 05/2022
  Thrivent Financial
  Appleton, WI
• 06/2022 → 10/2022
  Ksi Financial
  Edina, MN
• 05/2022 → 10/2022
  Ksi Financial
  Edina, MN
• 02/2020 → 07/2021
  Merril Lynch/Boa
  St. Paul, MN
• 10/2022 → 01/2025
  Sageview Advisory, Llc
  Newport Beach, CA
• 01/2023 → 01/2025
  Cetera Advisor Networks
  El Segundo, CA
• 01/2025 → Present
  Principal Life Insurance Company
  Addison, TX
• 01/2025 → Present
  Principal Securities, Inc.
  Addison, TX
• 09/2025 → Present
  Helm Financial Group
  Addison, TX

Previous Registrations

• 2022-10-25 → 2025-02-04
  Creative Planning Institutional Advisors, Llc
  Golden Valley, MN
  Newport Beach, CA
  Eden Prairie, MN
  Irving, TX
• 2022-06-08 → 2022-10-19
  Ksi Financial
  Edina, MN
• 2021-05-24 → 2022-06-09
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Golden Valley, MN
  Andover, MN
• 2021-01-06 → 2021-04-08
  Raymond James Financial Services Advisors, Inc
  Minneapolis, MN

Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 01/02/2025 ADDRESS: 5080 Spectrum Dr., Suite 1200, Addison TX 75001, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **CESAR AND HILARY ROMERO POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 1120 152nd Ave NW, Andover MN 55304, United States DESCRIPTION: Owner of residential property. **HELM FINANCIAL GROUP (DBA) POSITION: Financial Advisor NATURE: Financial Planning, Fee based advice, Insurance, annuities and DI. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/05/2025 ADDRESS: 5080 Spectrum Dr, Ste 1200 E, Addison TX 75001, United States DESCRIPTION: Brian Helm's existing DBA and I will be joining his team to continue to serve clients in all capacities that he is currently able to.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-02

Designations

Other Names

• Cesar Alonzo Romero
• Cesar Alonzo Griep
• Cesar Junior Espinoza Romero
• Cesar Junior Espinoza Romero
• Cesar A Griep
• Cesar Romero