Dominique Alvin Ware

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-01
CA	RA	APPROVED	2020-11-23

TX RA
APPROVED_RES

Since 2021-12-01
CA RA
APPROVED

Since 2020-11-23

Branch Locations

3 Better World Cir, Temecula, CA 92590 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Temecula	CA	02/2020	Present
Orion Lending	Orange	CA	08/2018	12/2019
Secure One Capital	Costa Mesa	CA	01/2018	08/2018
Dla Home Solutions	Temecula	CA	12/2012	01/2018
Oreq Corp	Temecula	CA	06/2018	06/2018
Arizona State University	Tempe	AZ	01/2016	12/2017
Bank Of America, N.A.	Temecula	CA	04/2020	Present

02/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Temecula, CA
08/2018 → 12/2019

Orion Lending

Orange, CA
01/2018 → 08/2018

Secure One Capital

Costa Mesa, CA
12/2012 → 01/2018

Dla Home Solutions

Temecula, CA
06/2018 → 06/2018

Oreq Corp

Temecula, CA
01/2016 → 12/2017

Arizona State University

Tempe, AZ
04/2020 → Present

Bank Of America, N.A.

Temecula, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-20

S66 Uniform Combined State Law Examination

2020-11-20

Other Names

Dominique Ware

View on SEC IAPD

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