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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-03-01 |
| TX | RA | APPROVED | 2016-02-12 |
Branch Locations
100 Se 2Nd Street, Suite 2500, Miami, FL 33131 • United States
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Coral Gables | FL | 02/2016 | Present |
1)Little Dreams Foundation / 90 NE 39th Street Miami,FL 33137 / Foundation/ Education / The Little Dreams Foundation was established by Orianne and Phil Collins in February 2000. Its mission is to fulfill the dreams of young talents, whether handicapped or not, within the 3 Dream Worlds which structure the Foundation / Member of Board of Directors / / A primary responsibility of board directors is to participate in the development of policy and major decision-making at board meetings held between 2-3 meetings per month. / Start Date 3/21/16 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-02 |
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