Candice Hobbs

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2025-03-28
TX	RA	APPROVED	2022-02-16
AL	RA	APPROVED	2021-11-12

MS RA
APPROVED

Since 2025-03-28
TX RA
APPROVED

Since 2022-02-16
AL RA
APPROVED

Since 2021-11-12

Branch Locations

525 Washington Blvd Central Business Review Unit, Jersey City, NJ 07310 • United States

569 Brookwood Vlg, Birmingham, AL 35209 • United States

4725 Whitesburg Dr Se, Huntsville, AL 35802 • United States

Calera, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Birmingham	AL	12/2011	Present
Bank Of America	Birmingham	AL	12/2011	02/2020

12/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
12/2011 → 02/2020

Bank Of America

Birmingham, AL

Other Businesses

I*2063280, Entity Type Fiduciary, Name of OBA: The Trust of B A P Address: Louisville, Kentucky, 40211 Investment Related: No Position, Title, Association: Co/Trustee Employee Start Date: 12/Nov/2024 No Hours: 1 Monthly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-11

S66 Uniform Combined State Law Examination

2021-11-11

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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