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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
Los Angeles, CA • United States
600 City Parkway West Suite 210, Orange, CA 92868 • United States
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Brea | CA | 03/2020 | 07/2023 |
| Nylife Securities Llc | Brea | CA | 10/2020 | 07/2023 |
| Groupany Inc | Rancho Cucamon | CA | 01/2015 | 02/2020 |
| Adooq Bioscience | Irvine | CA | 01/2017 | 04/2020 |
| The Prudential Insurance Company Of America | Orange | CA | 02/2024 | Present |
| Pruco Securities Llc | Orange | CA | 02/2024 | 11/2024 |
| Guardian Life Insurance Company | Los Angeles | CA | 07/2023 | 02/2024 |
| Lpl Enterprise, Llc | Orange | CA | 11/2024 | Present |
GUARDIAN INSURANCE COMPANY POSITION: Broker NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/10/2024 ADDRESS: 10 Hudson Yards, New York NY 10001, United States DESCRIPTION: Non-sponsored appointment with Guardian for fixed products new business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-07 |
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