Carol Toomey Harris

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2005-11-07

GA RA
APPROVED

Since 2005-11-07

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

2985 Gordy Parkway, Marietta, GA 30066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
None	Marietta	GA	02/1997	Present

02/1997 → Present

None

Marietta, GA

Other Businesses

FINANCIAL PRACTICE MANAGEMENT, SINCE 05/2009,TREASURER, COUNSULTING & COACHING SERIVICES FOR FINANCIAL PROFF SERIVCES, 20 HRS. MO. ALL DURING SECURITIES TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-02

S66 Uniform Combined State Law Examination

2005-11-02

Other Names

Carol Cunningham Toomey
Carol Toomey-Harris
Carol T Harris

View on SEC IAPD

Current Employers

Money Concepts Capital Corp

Disclosures

Employment History

Other Businesses

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