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Hope Ann Bennett-Brown

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sacramento, CA

Sacramento, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-07
TX RA APPROVED 2021-03-30
  • CA RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2021-03-30

Branch Locations

3338 El Camino Ave, Sacramento, CA 95821 • United States

9 Park Center Dr, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Black Angus Steak House Citrus Heights CA 12/2019 01/2020
Dutch Bros Coffee Chico CA 12/2015 11/2019
Butte College Chico CA 08/2014 05/2017
Equitable Advisors New York NY 02/2020 02/2021
Axa Advisors, Llc New York NY 02/2020 06/2020
Equitable Advisors, Llc New York NY 02/2020 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reno NV 02/2021 Present
Bank Of America N.A. Reno NV 02/2021 Present
  • 12/2019 → 01/2020
    Black Angus Steak House
    Citrus Heights, CA
  • 12/2015 → 11/2019
    Dutch Bros Coffee
    Chico, CA
  • 08/2014 → 05/2017
    Butte College
    Chico, CA
  • 02/2020 → 02/2021
    Equitable Advisors
    New York, NY
  • 02/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 02/2020 → 02/2021
    Equitable Advisors, Llc
    New York, NY
  • 02/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Reno, NV
  • 02/2021 → Present
    Bank Of America N.A.
    Reno, NV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-08
  • S66 Uniform Combined State Law Examination
    2020-05-08
Other Names
  • Hope Bennett-Brown

View on SEC IAPD

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