Nichole Carr

Current Employers

Employment History

• 05/2026 → Present
  Lpl Financial
  Houston, TX
• 06/2016 → 05/2019
  Army Child Youth And School Services
  Fort Riley, KS
• 08/2019 → 12/2019
  Kids Peace Non-Profit Organization
  South Portland, ME
• 02/2020 → 04/2026
  Sanctuary Securities, Inc.
  Carmel, IN
• 05/2026 → Present
  Symphony Financial Ltd
  Houston , TX

Previous Registrations

• 2025-11-18 → 2026-04-23
  Sanctuary Advisors, Llc
  Carmel, IN

Other Businesses

1. 5/2026 - AVIATION RETIREMENT STRATEGIES, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/21/2026 2. 5/2026 - ARS Private Wealth - DBA for LPL Business (entity for LPL business) - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/21/2026 3. 07/08/2026- Symphony Financial Ltd. Co. - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date 04/28/2026 - 0 hours per month/ During Trading - I provide investment advisory services through Symphony Financial Ltd, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 07/08/2026 - Aviation Retirement Strategies, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/28/2026 - 0 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2025-11-17

Other Names

• Nichole Betancur