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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| NJ | RA | APPROVED | 2018-04-16 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Morristown | NJ | 04/2018 | Present |
| Citigroup Global Markets Inc | New York | NY | 10/2013 | 05/2017 |
| Full Time Unemployment | Cliffside Park | NJ | 06/2017 | 11/2017 |
| Na | Cliffside Park | NJ | 11/2017 | Present |
*342272 -Bikram Yoga Palisades and Simply Hot Yoga & Fitness; Investment related - No; Palisades Park, NJ; Yoga Studio; Employee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2017; During business hours: 0; After business hours: 12; Teach Yoga Class at various yoga studios.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-11 |
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