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Charles Hall

Raymond James & Associates, Inc.

Burlington, VT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-07-16
  • VT RA
    APPROVED
    Since 2026-07-16

Branch Locations

40 Main Street Suite 400, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Duff & Phelps New York NY 02/2020 03/2021
Capstone Headwaters Burlington VT 06/2018 09/2018
University Of Virginia Charlottesville VA 08/2015 05/2019
N/A South Burlington VT 06/2019 02/2020
Aviditi Financial, Llc New York NY 09/2021 08/2022
N/A New York NY 03/2021 09/2021
Rockefeller Financial Llc Burlington VT 12/2024 06/2025
Riveria Investment Group New York VT 09/2022 11/2024
Rockefeller Financial Llc Shelburne VT 06/2025 07/2026
Raymond James & Associates, Inc Burlington VT 07/2026 Present
  • 02/2020 → 03/2021
    Duff & Phelps
    New York, NY
  • 06/2018 → 09/2018
    Capstone Headwaters
    Burlington, VT
  • 08/2015 → 05/2019
    University Of Virginia
    Charlottesville, VA
  • 06/2019 → 02/2020
    N/A
    South Burlington, VT
  • 09/2021 → 08/2022
    Aviditi Financial, Llc
    New York, NY
  • 03/2021 → 09/2021
    N/A
    New York, NY
  • 12/2024 → 06/2025
    Rockefeller Financial Llc
    Burlington, VT
  • 09/2022 → 11/2024
    Riveria Investment Group
    New York, VT
  • 06/2025 → 07/2026
    Rockefeller Financial Llc
    Shelburne, VT
  • 07/2026 → Present
    Raymond James & Associates, Inc
    Burlington, VT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-02
S63 Uniform Securities Agent State Law Examination 2020-06-20
  • S66 Uniform Combined State Law Examination
    2025-05-02
  • S63 Uniform Securities Agent State Law Examination
    2020-06-20
Other Names
  • Charles R Hall
  • Charles Ransom Hall

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · BURLINGTON, VT
BLUE SLATE INVESTMENT MANAGEMENT · BURLINGTON, VT
GAINGELS VENTURES LLC · BURLINGTON, VT
GAINGELS MANAGEMENT LLC · BURLINGTON, VT
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC · BURLINGTON, VT
TEUCRIUM INVESTMENT ADVISORS, LLC · BURLINGTON, VT
ONE DAY IN JULY LLC · BURLINGTON, VT
ROCK POINT ADVISORS, LLC · BURLINGTON, VT

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