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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED_RES | 2024-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Last Call Bar & Grill | Gallatin | TN | 02/2015 | Present |
| Avantax Investment Services, Inc. | Clarksville | TN | 04/2020 | 08/2021 |
| Encompass Financial Services Inc. | Clarksville | TN | 04/2020 | 03/2021 |
| Avantax Advisory Services | Clarksville | TN | 01/2021 | 08/2021 |
| Pruco Securities, Llc. | Franklin | TN | 06/2021 | 06/2022 |
| Prudential Insurance Company Of America | Franklin | TN | 10/2021 | 06/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2022 | 12/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2022 | 12/2023 |
| Stifel | Bowling Green | KY | 09/2024 | Present |
1. Last Call Bar & Grill; 1184 Long Hollow Pike Gallatin TN 37066; I am a manager and bartender. I work one night a week not during business hours on the weekend; Manager/Bartender; I bartend and handle some management duties one night a week; 10/30/2012; 9 hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-19 |
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