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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Red Bank | NJ | 05/2020 | 09/2020 |
| Summit Financial Services Llc | Red Bank | NJ | 11/2020 | 09/2022 |
| Rockdale Financial Services Inc. | Eatontown | NJ | 09/2022 | 03/2024 |
| Monmouth University | West Long Branch | NJ | 09/2020 | 11/2020 |
| Student | Middletown | NJ | 01/2012 | 05/2020 |
| Cetera Advisors | St Cloud | MN | 09/2022 | 02/2023 |
| Cetera Advisors Llc | St Cloud | MN | 02/2023 | 03/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 03/2024 |
| Pgim Investments, Llc | Newark | NJ | 03/2024 | Present |
| Prudential Investment Management Services Llc | Newark | NJ | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-23 |
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