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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-09-16
  • WA RA
    APPROVED
    Since 2022-09-16

Branch Locations

3115 West Kennewick Avenue, Kennewick, WA 99336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Credit Union Davenport WA 09/2014 07/2019
Keybank Friday Harbor WA 07/2019 02/2022
Spokane Tribe Casino Airway Heights WA 02/2018 02/2019
Key Investment Services Friday Harbor WA 02/2020 02/2022
Cuso Financial Services, Lp San Digeo CA 03/2022 09/2022
Numerica Credit Union Kennewick WA 03/2022 Present
Cetera Investment Services Llc St Cloud MN 09/2022 Present
Cetera Investment Advisers Llc Kennewick WA 09/2022 Present
  • 09/2014 → 07/2019
    Horizon Credit Union
    Davenport, WA
  • 07/2019 → 02/2022
    Keybank
    Friday Harbor, WA
  • 02/2018 → 02/2019
    Spokane Tribe Casino
    Airway Heights, WA
  • 02/2020 → 02/2022
    Key Investment Services
    Friday Harbor, WA
  • 03/2022 → 09/2022
    Cuso Financial Services, Lp
    San Digeo, CA
  • 03/2022 → Present
    Numerica Credit Union
    Kennewick, WA
  • 09/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2022 → Present
    Kennewick, WA
Previous Registrations
  • 2022-03-02 → 2022-09-16
    Cuso Financial Services, L.P.
    Kennewick, WA
  • 2021-11-19 → 2022-02-28
    Brooklyn, OH
    Friday Harbor, WA
    Tacoma, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-18
S63 Uniform Securities Agent State Law Examination 2020-05-15
  • S66 Uniform Combined State Law Examination
    2021-11-18
  • S63 Uniform Securities Agent State Law Examination
    2020-05-15

View on SEC IAPD

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