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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-03 |
| MD | RA | APPROVED | 2023-11-03 |
| MT | RA | APPROVED | 2023-11-03 |
| NJ | RA | APPROVED | 2023-11-03 |
| PA | RA | APPROVED | 2023-11-03 |
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.E. Noble Ass. Inc. | Tunkhannaock | PA | 01/2004 | Present |
| Fsc Securities Corporation, Inc. | Tunkhannaock | PA | 03/2006 | 11/2023 |
| Osaic Wealth, Inc. | Livingston | MT | 11/2023 | Present |
1. A.E. NOBLE ASSOCIATES, INC. POSITION: Other - President (Insurance Sales), A.E. Noble Associates, Inc. NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2004 ADDRESS: 111 Buffalo Trail, Livingston MT 59047, United States DESCRIPTION: I am an Investment Advisor & Registered Representative of FSC. I correspond with clients, process paperwork and attend to compliance issues. I pay our bills and keep our books and records. 2. TRI-COUNTY GENERAL INSURANCE AGENCY, INC. POSITION: Other - Broker/Agent NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2011 ADDRESS: 5513 SR 6 West, PO Box 36, Tunkhannock PA 18657, United States DESCRIPTION: Insurance Sales (P&C & L&H) 3. YELLOWSTONE BEND CITIZENS COUNCIL POSITION: Treasurer NATURE: I've been asked to serve as treasurer for the Yellowstone Bend Citizens Council. This is a not-for-profit organization to which I am a member. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 220 S 27 ST, Billings MT 59101, United States DESCRIPTION: I have been ask to serve as treasurer of the Yellowstone Bend Citizens Council (YBCC). This is a local not for profit to which I am a member. I would like to do this to start effective 4/1/2024. Here is their website: YELLOWSTONE BEND CITIZENS COUNCIL - Home <https://www.yellowstonebendcitizenscouncil.org/>As treasurer I will be responsible for a leadership role in keeping our members informed on our clubs' finances. We are raising money for several solar projects which accounts for the bulk of our financial activity in Livingston but there are some other smaller projects too that some of the members are focused on. As treasurer of YBCC, I will not be responsible to collect and deposit member dues or any other charitable donations to our cause nor will I be responsible to pay our bills. The YBCC is one of 13 affiliates around Montana of a larger organization called the Northern Plains Resource Council. Here is their website: Home - Northern Plains Resource Council <https://northernplains.org/> . NPRC collects all member dues and other charitable donations and is also responsible pay the bills and prepare all the financial reports for the YBCC as well as most of the other affiliates. My role as treasurer is more of a leadership position. I don't have custody or control of any bank accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-21 |
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