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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-02 |
| FL | RA | APPROVED | 2026-01-28 |
| TN | RA | APPROVED | 2023-06-02 |
Branch Locations
1131 Nashville Pike, Gallatin, TN 37066 • United States
380 East Main St., Hendersonville, TN 37075 • United States
1044 Glenbrook Way, Hendersonville, TN 37075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanderbilt Country Club | Naples | FL | 12/2015 | 11/2016 |
| Ave Maria University | Ave Maria | FL | 09/2014 | 07/2018 |
| Esplanade Country Club | Naples | FL | 10/2016 | 10/2018 |
| Fifth Third Bank | Madison | TN | 11/2018 | 09/2022 |
| The Colony Golf And Country Club | Bonita Springs | FL | 01/2019 | 12/2019 |
| Fifth Third Securities, Inc. | Naples | FL | 02/2020 | 06/2020 |
| Fifth Third Securities, Inc | Madison | TN | 09/2021 | 10/2022 |
| Jp Morgan Chase Bank, N.A. | Brentwood | TN | 11/2022 | 06/2023 |
| Jp Morgan Securities, Llc | Brentwood | TN | 11/2022 | 06/2023 |
| Fifth Third Bank | Brentwood | TN | 06/2023 | Present |
| Fifth Third Securities | Brentwood | TN | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-16 |
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