Benjamin Lucas Buck

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-09

TX RA
APPROVED

Since 2020-12-09

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	02/2020	Present
New Mexico Legal Group	Albuquerque	NM	05/2019	06/2019
Weinstein & Riley	Albuquerque	NM	01/2018	04/2019
University Of New Mexico	Albuquerque	NM	01/2016	12/2017
Unemployed	Albuquerque	NM	06/2019	02/2020
Charles Schwab Bank	Westlake	TX	11/2023	Present

02/2020 → Present

Charles Schwab & Co., Inc.

Westlake, TX
05/2019 → 06/2019

New Mexico Legal Group

Albuquerque, NM
01/2018 → 04/2019

Weinstein & Riley

Albuquerque, NM
01/2016 → 12/2017

University Of New Mexico

Albuquerque, NM
06/2019 → 02/2020

Unemployed

Albuquerque, NM
11/2023 → Present

Charles Schwab Bank

Westlake, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-08

S66 Uniform Combined State Law Examination

2020-12-08

Other Names

Lucas Buck

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

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