Dashawn Gumbs

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2017
  Michigan State University
  East Lansing, MI
• 09/2017 → 09/2018
  Pnc
  Morristown, NJ
• 09/2018 → 01/2020
  New York Life
  Jersey City, NJ
• 01/2020 → 05/2021
  New York Life
  New York, NY
• 06/2021 → 05/2022
  Morgan Stanley
  Paramus, NJ
• 05/2022 → 07/2023
  Ubs Financial Services.iNc
  Charlotte, NC
• 07/2023 → 07/2025
  Morgan Stanley
  Atlanta, GA
• 08/2025 → Present
  Ubs Financial Services Inc
  Chicago, IL

Previous Registrations

• 2023-08-07 → 2025-07-28
  Morgan Stanley
  Atlanta, GA
  Paramus, NJ
  Atlanta, GA
  Short Hills, NJ
• 2022-06-02 → 2023-07-17
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2021-09-08 → 2022-04-20
  Morgan Stanley
  Paramus, NJ

Other Businesses

*598399- Uber; Investment related: No; San Francisco, California; Automotive/Transportation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 40; Customer Service

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-09-07
• S63 Uniform Securities Agent State Law Examination
  2020-06-23

Other Names

• Dashawn Sylvester Gumbs-Gomez
• Dashawn Gumbs
• Dashawn S Gumbs