Katharine Mary Tomasino

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2020-11-30
CT	RA	APPROVED	2020-11-23

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2020-11-30
CT RA
APPROVED

Since 2020-11-23

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	02/2020	Present
Hicksville Equities	Port Washington	NY	05/2016	02/2020
Advisors Commerical Real Estate	New York	NY	06/2018	08/2018
Coldwell Banker Commercial Advisors	New York	NY	07/2017	08/2017
Hofstra University	Hempstead	NY	09/2016	05/2019

02/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
05/2016 → 02/2020

Hicksville Equities

Port Washington, NY
06/2018 → 08/2018

Advisors Commerical Real Estate

New York, NY
07/2017 → 08/2017

Coldwell Banker Commercial Advisors

New York, NY
09/2016 → 05/2019

Hofstra University

Hempstead, NY

Other Businesses

I*518385 For profit or not for profit: Entity For Profit Name of outside business organization: Rogers Partners LTD Investment related: No Address of business: Brooklyn, New York, 11225 Position, title, association: Owner Start date of relationship: 9/2/2021 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: I am purchasing 50 shares of Rogers Partners LTD . The 50 shares is 25% of the deed to the property I*4341274 Entity Type: Fiduciary role Name of OBA: The L. Family Trust Address: Smithtown, New York, 11787 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 04/09/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee/Parents

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-21

S66 Uniform Combined State Law Examination

2020-11-21

View on SEC IAPD