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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
4321 W College Ave Suite 200, Appleton, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Wauwatosa | WI | 01/2020 | 11/2024 |
| Laforce Inc. | Green Bay | WI | 01/2019 | 12/2019 |
| Menards | Green Bay | WI | 08/2016 | 06/2019 |
| University Of Wisconsin Green Bay | Green Bay | WI | 09/2014 | 12/2018 |
| The Prudential Insurance Company Of America | Appleton | WI | 06/2020 | Present |
| Lpl Enterprise, Llc | Appleton | WI | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-21 |
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