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Nicholas Adrian Wrasse

LPl Enterprise, LLC

Oshkosh, WI

Appleton, WI

CRD 7227795

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

Oshkosh, WI • United States

4321 W College Ave Suite 200, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Wauwatosa WI 01/2020 11/2024
Laforce Inc. Green Bay WI 01/2019 12/2019
Menards Green Bay WI 08/2016 06/2019
University Of Wisconsin Green Bay Green Bay WI 09/2014 12/2018
The Prudential Insurance Company Of America Appleton WI 06/2020 Present
Lpl Enterprise, Llc Appleton WI 11/2024 Present
  • 01/2020 → 11/2024
    Wauwatosa, WI
  • 01/2019 → 12/2019
    Laforce Inc.
    Green Bay, WI
  • 08/2016 → 06/2019
    Menards
    Green Bay, WI
  • 09/2014 → 12/2018
    University Of Wisconsin Green Bay
    Green Bay, WI
  • 06/2020 → Present
    The Prudential Insurance Company Of America
    Appleton, WI
  • 11/2024 → Present
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-21
  • S66 Uniform Combined State Law Examination
    2020-05-21

View on SEC IAPD

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