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Scott K Brooks

Brooks Wealth Management

Westlake Village, CA

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Current Employers
Brooks Wealth Management

2555 Townsgate Rd Suite 200, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-09-20
CA RA APPROVED 2024-08-07
  • CO RA
    APPROVED
    Since 2024-09-20
  • CA RA
    APPROVED
    Since 2024-08-07

Branch Locations

2555 Townsgate Rd Suite 200, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Diamond Roofing Denver CO 01/2019 01/2020
Tarantino Wealth Management Fort Collins CO 02/2020 02/2021
Wambolt & Associates Llc Littleton CO 06/2021 08/2024
Moorpark High School Moorpark CA 04/2013 04/2017
Colorado State University Fort Collins CO 05/2017 05/2021
Brooks Wealth Management Llc Westlake Village CA 08/2024 Present
  • 01/2019 → 01/2020
    Red Diamond Roofing
    Denver, CO
  • 02/2020 → 02/2021
    Tarantino Wealth Management
    Fort Collins, CO
  • 06/2021 → 08/2024
    Wambolt & Associates Llc
    Littleton, CO
  • 04/2013 → 04/2017
    Moorpark High School
    Moorpark, CA
  • 05/2017 → 05/2021
    Colorado State University
    Fort Collins, CO
  • 08/2024 → Present
    Brooks Wealth Management Llc
    Westlake Village, CA
Previous Registrations
  • 2021-12-14 → 2024-08-15
    Wambolt & Associates, Llc
    Littleton, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-14
  • S65 Uniform Investment Adviser Law Examination
    2021-12-14
Designations

View on SEC IAPD

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