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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-02 |
| IL | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third | Orland Park | IL | 02/2020 | 10/2020 |
| Allstate | Tnley Park | IL | 01/2017 | 01/2020 |
| Unemployed | Oak Forest | IL | 02/2014 | 01/2017 |
| Morgan Stanley Smith Barney Llc | Oak Brook | IL | 10/2020 | 08/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2022 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2022 | Present |
| Bank Of America, N.A. | Chicago | IL | 10/2022 | Present |
*415503 - BMB Properties- Willow LLC; Investment related Yes; Oak Forest, IL; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 0; After business hours: 1 *415505 - BMB Properties- Rosewood LLC; Investment related Yes; Oak Forest, IL; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-05 |
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