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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-02
IL RA APPROVED 2022-09-30
  • TX RA
    APPROVED
    Since 2022-10-02
  • IL RA
    APPROVED
    Since 2022-09-30

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Orland Park IL 02/2020 10/2020
Allstate Tnley Park IL 01/2017 01/2020
Unemployed Oak Forest IL 02/2014 01/2017
Morgan Stanley Smith Barney Llc Oak Brook IL 10/2020 08/2022
Morgan Stanley Private Bank, N.A New York NY 06/2022 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2022 Present
Bank Of America, N.A. Chicago IL 10/2022 Present
  • 02/2020 → 10/2020
    Fifth Third
    Orland Park, IL
  • 01/2017 → 01/2020
    Allstate
    Tnley Park, IL
  • 02/2014 → 01/2017
    Unemployed
    Oak Forest, IL
  • 10/2020 → 08/2022
    Morgan Stanley Smith Barney Llc
    Oak Brook, IL
  • 06/2022 → 08/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 09/2022 → Present
    Chicago, IL
  • 10/2022 → Present
    Bank Of America, N.A.
    Chicago, IL
Previous Registrations
Other Businesses

*415503 - BMB Properties- Willow LLC; Investment related Yes; Oak Forest, IL; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 0; After business hours: 1 *415505 - BMB Properties- Rosewood LLC; Investment related Yes; Oak Forest, IL; Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; During business hours: 0; After business hours: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-05
  • S66 Uniform Combined State Law Examination
    2020-09-05
Other Names
  • Bianca Szonya
  • Bianca Szonya
  • Bianca Batilaran
  • Bianca Emma Batilaran
  • Bianca E Batilaran

View on SEC IAPD

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