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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-02 |
Branch Locations
2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Secaucus | NJ | 02/2020 | 04/2020 |
| Axa | Secaucus | NJ | 08/2019 | 04/2020 |
| University Of California | Los Angeles | CA | 07/2018 | 02/2019 |
| Pared | New York | NY | 07/2018 | 04/2019 |
| The Nike Store | Santa Monica | CA | 06/2014 | 12/2017 |
| Unemployed | Santa Monica | CA | 12/2017 | 06/2018 |
| Mml Investors Services | New York | NY | 08/2020 | 03/2021 |
| Massmutual | New York | NY | 04/2020 | 03/2021 |
| Great Jones | New York | NY | 05/2019 | 07/2019 |
| Morgan Stanley | Purchase | NY | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-02 |
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