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Max William Paulsen

Eagle Strategies LLC

Stockton, CA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-25
CA RA APPROVED 2025-04-24
  • TX RA
    APPROVED
    Since 2026-02-25
  • CA RA
    APPROVED
    Since 2025-04-24

Branch Locations

2800 West March Lane Suite 324, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Stockton CA 01/2020 Present
University Of Colorado Boulder CO 08/2015 01/2020
Nylife Securities Llc Stockton CA 12/2021 Present
Richard R. Paulsen Insurance Services Stockton CA 07/2023 Present
Eagle Strategies Llc Stockton CA 04/2025 Present
  • 01/2020 → Present
    New York Life
    Stockton, CA
  • 08/2015 → 01/2020
    University Of Colorado
    Boulder, CO
  • 12/2021 → Present
    Nylife Securities Llc
    Stockton, CA
  • 07/2023 → Present
    Richard R. Paulsen Insurance Services
    Stockton, CA
  • 04/2025 → Present
    Stockton, CA
Other Businesses

[Good Guys Open Golf Tournament; It is a golf tournament I started in order to meet new people; 2800 W March Lane Suite 324 Stockton, CA 95219; Start Date 05/2023; Role/Title: Director; Not Investment Related; 15 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RICHARD R. PAULSEN INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; (ASSOCIATE); (STOCKTON, CA); START DATE: 07/2023]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-09
S63 Uniform Securities Agent State Law Examination 2022-10-07
  • S65 Uniform Investment Adviser Law Examination
    2025-03-09
  • S63 Uniform Securities Agent State Law Examination
    2022-10-07

View on SEC IAPD

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