Cary Michael Levine

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → Present
  Gilman Ciocia, Inc.
  Jupiter, FL
• 11/2013 → 07/2022
  National Securities Corporation
  Jupiter, FL
• 05/2014 → Present
  B. Riley Wealth Advisors, Inc.
  Jupiter, FL
• 07/2022 → Present
  B. Riley Wealth Management
  Jupiter, FL

Previous Registrations

• 2001-06-15 → 2014-05-06
  Asset & Financial Planning, Ltd
  Jupiter, FL
  Palm Beach Gardens, FL

Other Businesses

(1) B. RILEY WEALTH INSURANCE, INVESTMENT RELATED, 3535 MILITARY TRAIL, SUITE 201 JUPITER, FL 33458; LIFE INSURANCE, FIXED & EQUITY INDEX ANNUITIES, INSURANCE AGENT; START DATE: 07/2014; 160 HOURS/MONTH DURING TRADING HOURS; SELL LIFE INSURANCE & ANNUITIES. (2) INTEGRITY WEALTH ADVISORS LLC, (PRESIDENT); JUPITER, FL; 150 HRS PER MONTH DURING TRADING HOURS; INVESTMENT-RELATED. (3) INTEGRITY TAX, LLC DBA INTEGRITY TAX SERVICES (PRESIDENT); JUPITER, FL; 100 HRS PER MONTH DURING TRADING HRS; NON INVESTMENT-RELATED.

Exams

• S66 Uniform Combined State Law Examination
  1999-12-28