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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-09 |
| TX | RA | APPROVED | 2023-01-09 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of America Life Insurance Company | Long Beach | CA | 02/2020 | 11/2020 |
| Hellenic Ministry Of Defense | Athens | 12/2018 | 06/2019 | |
| American Community Schools Of Athens | Athens | 06/2016 | 08/2018 | |
| University Of Glasgow | Glasgow | 09/2014 | 06/2018 | |
| Unemployed | Long Beach | CA | 07/2019 | 01/2020 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 09/2022 | Present |
| Mutual Of America Securities Llc | Long Beach | CA | 10/2020 | 07/2022 |
| Unemployed | Long Beach | CA | 09/2018 | 11/2018 |
| Unemployed | Long Beach | CA | 08/2022 | 08/2022 |
Effective 9/12/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-09 |
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