Adam Aldrich

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-02-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lpl Financiall Llc	Charlotte	NC	03/2015	10/2025
The Huntington Investment Company	Charlotte	NC	10/2025	02/2026
Mai Capital Management Llc	Charlotte	NC	02/2026	Present

2025-10-27 → 2026-02-03

The Huntington Investment Company

Columbus, OH

Charlotte, NC
2015-03-11 → 2025-09-18

Lpl Financial Llc

Fort Mill, SC

Fort Mill, SC

Fort Mill, SC

Charlotte, NC
2013-03-18 → 2015-03-11

Raymond James & Associates, Inc.

Charlotte, NC
2012-06-25 → 2013-03-21

Valic Financial Advisors, Inc.

Greensboro, NC
2009-09-03 → 2012-07-13

Morgan Stanley

Newport Beach, CA
2009-03-04 → 2009-09-01

Wells Fargo Investments, Llc

Newport Beach, CA
2007-02-02 → 2008-12-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Savannah, GA
2006-11-22 → 2007-01-17

Ubs Financial Services Inc.

Savannah, GA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-11-21
S63	Uniform Securities Agent State Law Examination	2005-03-24