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Shannen Scott Smith

Ep Wealth Advisors

Dallas, TX

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-08-05
TX RA APPROVED 2024-07-11
CA RA APPROVED 2024-07-08
OK RA APPROVED 2024-07-08
  • LA RA
    APPROVED
    Since 2024-08-05
  • TX RA
    APPROVED
    Since 2024-07-11
  • CA RA
    APPROVED
    Since 2024-07-08
  • OK RA
    APPROVED
    Since 2024-07-08

Branch Locations

100 Crescent Court, Suite 1130, Dallas, TX 75201 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dallas Baptist University Dallas TX 05/2008 09/2016
Sloan Investment Management Llc Dallas TX 09/2016 06/2024
Ep Wealth Advisors, Llc Dallas TX 06/2024 Present
  • 05/2008 → 09/2016
    Dallas Baptist University
    Dallas, TX
  • 09/2016 → 06/2024
    Sloan Investment Management Llc
    Dallas, TX
  • 06/2024 → Present
    Ep Wealth Advisors, Llc
    Dallas, TX
Previous Registrations
  • 2024-05-07 → 2024-07-31
    Sloan Investment Management, L.L.C.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-06
  • S65 Uniform Investment Adviser Law Examination
    2024-05-06
Other Names
  • Shannen S Smith

View on SEC IAPD

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OPENAIR FINANCIAL, LLC · Dallas, TX
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