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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | Saint Paul | MN | 03/2020 | 07/2022 |
| Commonwealth Financial Group | Charleston | SC | 03/2020 | 07/2022 |
| Shelter Lending Services | Charleston | SC | 01/2018 | 02/2020 |
| Eagle Home Mortgage | Charleston | SC | 06/2016 | 10/2017 |
| Securian Financial Services | Saint Paul | MN | 02/2020 | 03/2020 |
| Commonwealth Financial Group | Daniel Island | SC | 02/2020 | 03/2020 |
| Linden Thomas & Company Securities, Llc | Charlotte | NC | 08/2022 | 02/2024 |
| Linden Thomas & Company Securities, Llc | Charlotte | NC | 10/2024 | 03/2025 |
| Unemployed | Charlotte | NC | 02/2024 | 04/2024 |
| Telos Wealth Advisors | Charlotte | NC | 04/2024 | 10/2024 |
| John Barnes | Charlotte | NC | 05/2025 | Present |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 07/2025 | Present |
| Drew Pavlov | Charlotte | NC | 10/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-20 |
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