Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-08-26
  • IN RA
    APPROVED
    Since 2022-08-26

Branch Locations

Terre Haute, IN • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-08-26
  • IN RA
    APPROVED
    Since 2022-08-26

Branch Locations

Terre Haute, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Terre Haute IN 04/2016 06/2022
Raymond James Financial Services Advisors Inc Terre Haute IN 05/2016 06/2022
The Valley Group Terre Haute IN 06/2016 Present
Raymond James & Associates, Inc. Terre Haute IN 06/2022 Present
Raymond James Financial Services, Inc. Terre Haute IN 07/2022 Present
Raymond James Financial Services Advisors, Inc. Terre Haute IN 07/2022 Present
Previous Registrations
  • 2016-05-12 → 2022-07-07
    Terre Haute, IN
  • 2010-06-02 → 2016-05-03
    Woodbury Financial Services, Inc.
    Terre Haute, IN
    Noblesville, IN
    Terre Haute, IN
    Brazil, IN
    Terre Haute, IN
  • 2008-08-06 → 2010-06-01
    Legend Advisory, Llc
    Terre Haute, IN
    Palm Beach Gardens, FL
  • 2007-03-15 → 2008-08-07
    Riley, IN
Other Businesses

(1)Name of Business: The Valley Group Address: 7205 S State Road 46 Ste B, Terre Haute, IN, 47802, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/28/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Organizational Partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 2005-01-13
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    2005-01-13

View on SEC IAPD

More in Terre Haute, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor