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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-12-03 |
| TX | RA | APPROVED | 2020-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Everett | WA | 06/2005 | Present |
| Bank Of America, N.A. | Everett | WA | 06/2005 | Present |
I* 1790296For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: noAddress of business: Myrtle Beach, SC, 29579Nature of business: Position, title, association: Co-owner with other family membersStart date of relationship: 09/01/2023Number of hours devoted: 12 yearlyNumber of hours devoted during trading hours: 0Duties: I*4557280 Entity Type: Fiduciary Role Name of OBA: I y Address: Everett, Washington, 98208 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/11/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild I*4558279 Entity Type: Fiduciary Role Name of OBA: I Y and R H Living Trust Address: Everett, Washington, 98208 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 05/11/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild I*4558276 Entity Type: N/A Name of OBA: Consumer Direct Care Network Address: Missoula, Montana, 59808 Investment Related: No Position, Title, Association: Employee Start Date: 07/15/2026 Number of Hours: 20, Weekly Number of Hours during trading: 0, Weekly Duties: Consumer Direct Care Network administers Medicaid long term care services that allow eligible individuals to receive in home care through self directed programs. My involvement is solely as a paid caregiver providing personal care services for my parents under this program. Provide in home caregiving services including assistance with activities of daily living such as personal care, mobility support, meal preparation, and general supervision. Responsibilities are limited to ensuring the health, safety, and well being of my parents. I*4558277 Entity Type: Fiduciary Role Name of OBA: R H Address: Everett, Washington, 98208 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/11/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Child/Grandchild
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-29 |
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