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Jerry Yee

Wells Fargo Clearing Services, LLC

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-31
CA RA APPROVED 2021-11-30
  • TX RA
    APPROVED_RES
    Since 2024-07-31
  • CA RA
    APPROVED
    Since 2021-11-30

Branch Locations

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uc Davis Davis CA 08/2014 08/2018
Kirishima City Hall Kirishima City 08/2018 08/2019
Tomodachi Project (Global Seed) Oakland CA 07/2017 09/2017
Unemployed San Francisco CA 08/2019 02/2020
Axa-Advisors, Llc New York NY 02/2020 04/2020
Wells Fargo Clearing Services, Llc San Francisco CA 08/2021 Present
Wells Fargo Bank, Na San Francisco CA 02/2021 Present
Unemployed San Francisco CA 04/2020 02/2021
  • 08/2014 → 08/2018
    Uc Davis
    Davis, CA
  • 08/2018 → 08/2019
    Kirishima City Hall
    Kirishima City
  • 07/2017 → 09/2017
    Tomodachi Project (Global Seed)
    Oakland, CA
  • 08/2019 → 02/2020
    Unemployed
    San Francisco, CA
  • 02/2020 → 04/2020
    Axa-Advisors, Llc
    New York, NY
  • 08/2021 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
  • 02/2021 → Present
    Wells Fargo Bank, Na
    San Francisco, CA
  • 04/2020 → 02/2021
    Unemployed
    San Francisco, CA
Other Businesses

UBER EATS; NOT INV RELATED; SAN FRANCISCO, CA; FOOD DELIVERY; DELIVERY DRIVER; START DATE 02/12/2025; 32 HOURS PER MONTH; 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-30
  • S66 Uniform Combined State Law Examination
    2021-11-30

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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