Brian Joseph Quinn

Current Employers

Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-29

CA RA
APPROVED

Since 2026-06-29

Branch Locations

555 Mission Street Suite 3325, San Francisco, CA 94105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Los Gatos	CA	10/2012	08/2019
Vivaldi Capital Management, Llc	Chicago	IL	09/2019	06/2026
Corient Services Llc	Miami	FL	06/2026	Present
Corient	San Francisco	CA	06/2026	Present

10/2012 → 08/2019

J.P. Morgan Securities Llc

Los Gatos, CA
09/2019 → 06/2026

Vivaldi Capital Management, Llc

Chicago, IL
06/2026 → Present

Corient Services Llc

Miami, FL
06/2026 → Present

Corient

San Francisco, CA

Previous Registrations

2019-09-23 → 2026-06-17

Debussy Capital Management Lp

Chicago, IL

Los Gatos, CA
2012-10-01 → 2019-09-11

J.P. Morgan Securities Llc

Los Gatos, CA

Los Gatos, CA

Los Gatos, CA
2012-03-06 → 2012-10-01

Chase Investment Services Corp.

Mountain View, CA

Mountain View, CA

Los Gatos, CA

Los Gatos, CA

Los Gatos, CA
2010-02-09 → 2012-03-06

J.P. Morgan Securities Llc

Oakbrook Terrace, IL
2009-02-23 → 2010-01-14

Raymond James Financial Services Advisors, Inc

Lisle, IL

Saint Petersburg, FL
2007-04-26 → 2009-03-10

Citigroup Global Markets Inc.

Oakbrook Terrace, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-25

S66 Uniform Combined State Law Examination

2007-04-25

View on SEC IAPD

Current Employers

Corient

Disclosures

Employment History

Previous Registrations

Exams

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