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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-11-14 |
| MO | RA | APPROVED | 2025-11-14 |
Branch Locations
13501 Nall Avenue, Leawood, KS 66224-8902 • United States
700 W. 47Th Street Suite 110, Kansas City, MO 64112-1805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 02/2020 | 06/2020 |
| Bank Of America, N.A. | Kansas City | MO | 02/2020 | 06/2020 |
| U.S. Bank | Kansas City | KS | 04/2019 | 02/2020 |
| Nbh Bank ( Bank Midwest ) | Kansas City | KS | 04/2018 | 04/2019 |
| Commerce Bank | Liberty | MO | 07/2017 | 04/2018 |
| Bank Of The West | Mission | KS | 11/2015 | 07/2017 |
| J.P. Morgan Securities, Llc | Atlanta | GA | 09/2021 | 05/2022 |
| Jp Morgan Chase Bank, N.A. | Atlanta | GA | 09/2021 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc | Marietta | GA | 06/2020 | 09/2021 |
| Bank Of America, N.A. | Marietta | GA | 06/2020 | 09/2021 |
| Kls Investments Llc | Kansas City | MO | 06/2016 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc | Marietta | GA | 05/2022 | 12/2023 |
| Bank Of America N.A. | Marietta | GA | 05/2022 | 12/2023 |
| Fidelity Investments | Overland Park | KS | 12/2023 | 10/2025 |
| Fidelity Investments | Overland Park | KS | 03/2025 | 10/2025 |
| Charles Schwab & Co., Inc | Kansas City | MO | 10/2025 | Present |
| Charles Schwab Bank | Kansas City | MO | 10/2025 | Present |
1) Wise Counsel LLC | Investment Related:No||Real Estate (Non-Agent/Broker)|Owner|2023-01-01|Less than 20|0|Ownership of Real estate that I lease out to individuals and collect rent for. Property management handles that day to day, 2) Book Author | Investment Related:No||Other|Author|2024-10-01|Less than 20|0|I created and self-published a children book
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-05 |
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